WOORI INVESTMENT SECURITIES

Corporate Governance

Internal Director

Nam Ki-Cheon

Education

  • Business Administration, Seoul National University
  • Master of Business Administration (M.B.A), Seoul National University
  • Master of Business Administration (MBA), University of California, Berkeley

Work Experience

  • Head of Asset Management Division/Head of PI Division/Head of Alternative Investment Division at Daewoo Securities
  • CEO of Multi Asset Global Investments
  • CEO of Woori Asset Management
  • (Current) CEO of Woori Investment Securities

Seong Woo-Seok

Education

  • Business Administration, Yonsei University
  • Master of Business Administration (M.B.A.), Ohio State University

Work Experience

  • Head of Overseas Sales at NH Investment & Securities
  • External director of Hyundai Elevator
  • Auditor of Korea Foss Securities
  • (Current) Auditor of Woori Investment Securities

External Director

YOO SHIN JUNG

Education

  • B.A. in Economics, Seoul National University
  • MBA, Sogang University
  • MBA, University of Pennsylvania
  • Master of Real Estate, Konkuk University
  • Ph.D. in Economics, Kyonggi University

Work Experience

  • Daewoo Economic Research Institute
  • Head of IB Division, Daewoo Securities
  • Vice President, Good Morning Shinhan Securities
  • CEO, Standard Chartered Securities Korea
  • CEO, Korea Venture Investment Corp. (KVIC)
  • (Current) Professor, Sogang University Business School

Kim Ha-Yon

Education

  • B.A. in Journalism and Mass Communication, Yonsei University
  • Completed Samsung MBA Course, University of Pittsburgh, USA

Work Experience

  • Managing director, Deloitte Anjin accounting firm
  • BDO Lee Hyun Accounting Firm Managing Director
  • CEO of Flashwave Korea Co., Ltd.
  • CFO Woorim FMG Co., Ltd.
  • (Current) Partner, PKF Seohyun Accounting Corporation

OH KWANG SOO

Education

  • LL.B. in Law, Sungkyunkwan University
  • Ph.D. in Law, Sungkyunkwan University

Work Experience

  • Admitted to Bar, Korea (1989)
  • Judicial Research and Training Institute of the Supreme Court of Korea (1989)
  • Chief Prosecutor, Daegu District Prosecutors’ Office
  • Director General, Crime Prevention Policy Bureau, Ministry of Justice
  • Managing Partner, D&A LLC
  • Senior Secretary to the President for Civil Affairs
  • (Current) Managing Partner, D&A LLC

YANG KI HO

Education

  • B.A. in Economics, KyungHee University
  • MBA, Helsinki School of Economics And Business Administration

Work Experience

  • Head of Capital Markets Group, Korea Development Bank
  • Vice President, KDB Capital
  • CEO, KDB Capital
  • (Current) Outside Director, Hanwha General Insurance

Non-Executive Director

PARK JE SEONG

Education

  • B.A. in Business Administration, Hanyang University

Work Experience

  • Joined Woori Bank
  • Deputy Director, Woori America Bank
  • Branch Manager, Woori Bank (Guseoung Station Branch)
  • Head of Management Support Department, Woori Financial Group
  • (Current) Managing Director of Management Support Group, Woori Financial Group

Committees within the Board of Directors

Audit Committee

Evaluation and improvement of internal control system adequacy and management performance, company action on matters pointed out as a result of audit, etc.

Risk Management Committee

Performs the role of comprehensively managing and controlling the company’s risks

Internal Control Committee

Establishes policies related to internal control, promoting a culture of ethics and compliance across the organization

Executive Candidate Recommendation Committee

Recommendation of CEO candidates, external director candidates to be appointed at shareholders' meeting, and audit committee member candidates

Compensation Committee

Monitors the design and operation of the performance compensation system and independently establishes compensation policies and performs execution.